Slosberg Financial Solutions LLC

INTRODUCTION

Slosberg Financial Solutions, LLC is a Registered Investment Advisor, RIA, registered with the State of New Jersey, who is committed to work with our clients to understand their personal and financial needs. 

RELATIONSHIP AND SERVICES

We will develop and implement a custom financial plan to achieve your financial goals and dreams.  In addition to financial planning, we address Life, Long Term Care, Disability and Health Insurance needs and prepare your personal, partnership, trust, small business or estate taxes.  We go the extra mile for our customers by providing services that most planners do not, including collecting assets for estates and helping individuals with house closing and college planning.

On a regular basis, we will discuss your investment goals, design your customer strategy, monitor your account and offer you advice.  You can always contact us to discuss your portfolio or your current needs.

We mostly work with a large discount brokerage firm, but will consider working with other firms to meet your custom needs.  All accounts are established directly with the brokerage firm (e.g., individual, Joint, IRAs, and trusts).   All statements and forms come from directly from the brokerage firm.  In addition to our recommendations, you are free to do other trading and utilize other investment vehicles in your brokerage accounts.

OUR OBLIGATIONS TO YOU

As your financial planner/investment advisor, we have a fiduciary responsibility to you, to act in your best interest and not put our interest ahead of yours.  If the firm sees any conflict of interest, we will immediately bring it to your attention.  Mr. Slosberg is a CERTIFICATED FINANCIAL PLANNER, ™ CFP®, and follows the high standards set by the CFP® Board. 

FEES AND COSTS

Our fee structure depends on your type of relationship with our firm.   All new financial planning clients must agree to the terms of our Investment Advisory Agreement which describes our fee structure and sign this document.  Clients may be quoted a fixed fee for a project or an hourly fee.  Fees are not based on the amount of assets in your account.  There is no minimum account size.  The Advisor is a licensed Insurance Agent in multiple states.  As part of the Advisor’s services, he may recommend and sell insurance policies.  In these situations, the insurance company will provide a commission to the Advisor.  If the firm provides tax services, the client is billed separately for these services.

 CONFILICTS OF INTEREST

As stated above, we act as your fiduciary, putting your interests above the firms.  If this creates any issues, we will bring them to your immediate action.

ADDITIONAL INFORMATION

Slosberg Financial Solutions LLC and Mr. Slosberg have never had any legal or disciplinary actions brought against them by any individual or regulatory agency.    Additional information about the firm can be found on FINRA’s website. 

Additional information about our firm or any other firm can be found at investor.gov/CRS.  Also our firm’s ADV brochure can be found on IARD on investor.gov. 

We encourage you to ask us or any other firm that you are considering, key questions about our investment services and accounts such as:

·         Considering my financial situation, can your firm help me?

·         What fees will I have to pay you or any affiliate firms?

·         Do you receive any payments from anyone besides me regarding my accounts?

·         How often will you monitor my account?

·         Does the firm have any disciplinary history and what type?

·         What are the qualifications of your staff, including licenses and education?

·         How many people at your firm will have access to my information?

·         Does your firm have backup and security processes in place?